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Canadian Investment Manager
Results: 96

#	Item
81	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-22 13:06:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
82	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-06-13 13:05:03 Securities Canadian securities regulation Canadian Securities Institute Business Professional certification in finance Financial system Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
83	Why IIROC Matters to You, the Investor The Investment Industry Regulatory Organization of Canada (IIROC) regulates all investment dealers in Canada. We set high quality regulatory and investment industry standards to pr Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2011-12-22 12:51:30 Economy of Canada Business Investment Industry Regulatory Organization of Canada Finance Ombudsman for Banking Services and Investments Canadian securities regulation Financial services Canadian Investment Manager Financial economics Banking in Canada Canadian Investor Protection Fund
84	Investment Certifications and IIROC’s Glossary of Financial Certifications If an advisor represents that she or he has special expertise, a certification or a financial designation, you should make sure you understand Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-10-30 09:32:16 Financial economics Professional certification in finance Investment Industry Regulatory Organization of Canada Public key certificate Finance Canadian Investment Manager Financial adviser Standards Business Professional certification
85	FACT SHEET November 2013 IIROC Financial Literacy and Investor Education Initiatives Mandate • Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-01 10:20:03 Financial economics Economics Investor education Social and Enterprise Development Innovations Business Investment Canadian Investment Manager Financial regulation Investment Industry Regulatory Organization of Canada Securities
86	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-02 14:11:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
87	Administrative General Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 15:41:04 United States Securities and Exchange Commission Business Securities Financial system Canadian securities regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Securities Act Exempt market dealer Financial economics Canadian Investment Manager Professional certification in finance
88	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-11 11:46:04 Investment Industry Regulatory Organization of Canada Securities Economics Investment Investor education Business Finance Canadian Investment Manager Financial economics Self-regulatory organizations Financial regulation
89	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-24 11:11:03 Securities Finance Investment Business Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
90	Microsoft Word - MFDADOCS-#[removed]v1-MSN-0077_-_Approved_Person_Proficiency_Requirements.doc Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2013-03-04 15:39:02 Canadian Investment Manager Business Exempt market dealer Canadian securities regulation Chartered Financial Analyst Money Economics Professional certification in finance Investment Finance

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